摘要

环境规制的核心是政府通过相应措施对企业经济活动的调节，以达到污染治理、节能减排的目的。而企业的技术创新既可以提升其市场竞争力，促进社会经济增长[1]，对生态环境也有正反馈效应，是实现经济长期绿色发展的关键动力[2]。本文从环境规制的实施方（政府）和接受方（企业）两个角度，选取印染和新能源汽车企业的典型案例探讨环境规制对企业技术创新的影响，并结合各案例中的政府和企业的经验分析印染和新能源行业各自适用的环境规制类型。本文总结出环境规制对两行业的技术创新都有促进作用，且在案例中，两行业所偏好的环境规制手段有所差异。

关键词：环境规制；技术创新；行业异质性

Abstract

The core of environmental regulation is the government through the corresponding measures to regulate the economic activities of enterprises, in order to achieve the purpose of pollution control, energy conservation and emission reduction. The technological innovation of enterprises can not only enhance their market competitiveness, promote social and economic growth [1], but also have positive feedback effect on the ecological environment, which is the key driving force for realizing long-term green economic development [2]. From the perspective of the implementer (government) and receiver (enterprise) of environmental regulations, this paper selects typical cases of printing and dyeing and new energy vehicle enterprises to discuss the impact of environmental regulations on technological innovation of enterprises, and analyzes the types of environmental regulations applicable to the printing and dyeing and new energy industries based on the experience of governments and enterprises in each case. This paper concludes that environmental regulation can promote the technological innovation of the two industries, and in the case, the preferred means of environmental regulation of the two industries are different.

Key words: environmental regulation; Technological innovation; Industry heterogeneity

 

目录

1 引言 1

1.1 研究背景与意义 1

1.2 研究方法与思路 2

2 文献综述 2

2.1 环境规制对技术创新有促进作用 2

2.2 环境规制对技术创新的作用呈非线性的关系 3

2.3 不同环境规制方式对企业技术创新效果不同 3

3 环境规制影响企业技术创新的机制 3

3.1 创新补偿效应 4

3.2 资金挤出效应 4

3.3 需求驱动创新 4

4 案例分析 5

4.1 印染行业 5

4.1.1 政府带动创新-以浙江绍兴为例 5

4.1.2 企业自主创新-以江苏联发为例 7

4.2 新能源汽车行业 8

4.2.1 政府带动创新-以安徽合肥为例 8

4.2.2 企业自主创新-以特斯拉为例 9

4.3 印染和新能源汽车行业对比分析 10

5 总结分析 10

参考文献 11